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Veronica Cordova

Cetera Advisors LLC

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About Veronica Cordova

Veronica Cordova is a financial advisor with over 24 years of experience in the industry. Veronica currently works at Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc.. Veronica holds Series 4, 7, 24, 52TO, 53, 55, 57TO and 63 licenses. Veronica is registered with the state of Texas.

Firm Information

Veronica Cordova is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veronica Cordova’s Registration & Firm History

TX

08/22/2024 - Present

Cetera Advisors LLC (DALLAS TX)

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Licenses & Designations

IA

Issued 03/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2001

Series 4 - Registered Options Principal Examination

BC

Issued 06/08/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/25/1999

Series 24 - General Securities Principal Examination

BC

Issued 08/22/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Veronica Cordova. Review regulatory record here.
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