Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Cereceda is a registered investment advisor representative with Raymond James & Associates, Inc. based in Miami, FL. Veronica has been in the financial services industry since June 24, 2001. Prior to joining Raymond James, Veronica was employed by Wells Fargo Clearing Services, LLC. Veronica is a licensed Series 7 and 66 representative, as well as a Series 9 and 10 principal. Veronica holds licenses in Florida and Texas and has worked in the financial services industry for over 20 years. Veronica specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/27/2023 - Present
Raymond James & Associates, Inc. (Miami FL)
FL
07/01/2003 - 11/03/2021
WELLS FARGO CLEARING SERVICES, LLC (WESTON FL)
NY
07/31/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
05/03/2001 - 06/07/2002
COUTTS SECURITIES INC. (MIAMI FL)
BOTH
Issued 03/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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