Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Casanova is an Investment Advisor Representative associated with UBS Financial Services Inc. with over 20 years of experience in the financial industry. Veronica has worked with UBS Financial Services Inc. since 2004. Veronica is registered with FINRA as a general securities representative and holds Series 7, 63 and 66 licenses. Veronica has also been registered with the state of New York as an Investment Advisor Representative. Veronica is also licensed to sell insurance. Prior to working with UBS Financial Services Inc., Veronica was a registered representative with Morgan Stanley DW Inc. from 1999 to 2004 and Salomon Smith Barney Inc. from 1997 to 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/19/2021 - Present
UBS Financial Services Inc. (Purchase NY)
NJ
08/20/2004 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/17/1999 - 08/24/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/11/1997 - 03/05/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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