Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Cadena is a financial advisor with Ameriprise Financial Services, LLC. Veronica has been in the financial industry since December 1999. Veronica has a Series 63, Series 65, Series 7 and SIE. Veronica has been registered with Ameriprise Financial Services, LLC since July 2012. Previously, Veronica was registered with Southwest Securities, Inc. from August 2009 until July 2012, Morgan Stanley Smith Barney from June 2009 until August 2009, Citigroup Global Markets Inc. from November 2007 until June 2009, and Raymond James & Associates, Inc. from July 2005 until November 2007. Veronica is also a licensed real estate agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/02/2012 - Present
Ameriprise Financial Services, LLC (SOUTHLAKE TX)
TX
08/06/2009 - 07/24/2012
SOUTHWEST SECURITIES, INC. (SOUTHLAKE TX)
TX
06/01/2009 - 08/24/2009
MORGAN STANLEY SMITH BARNEY (FT. WORTH TX)
TX
11/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FT. WORTH TX)
TX
07/01/2005 - 11/29/2007
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
NY
12/07/1999 - 06/28/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 04/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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