Invested Better
Unclaimed

Unclaimed

Unclaimed

Veronica C Vorhies

LPL Financial LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Veronica? Claim Your Profile

About Veronica C Vorhies

Veronica Vorhies is an investment advisor representative with LPL Financial LLC. Veronica has been in the financial services industry since June 1989. Veronica has experience in providing investment advisory services to individuals, corporations, and other businesses. Veronica has also served as a financial planner. Veronica is registered to provide investment advisory services in California, Connecticut, Delaware, Florida, Georgia, Iowa, Maine, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, and Texas.

Firm Information

Veronica Vorhies is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Veronica Vorhies’s Registration & Firm History

NJ

01/22/2025 - Present

LPL Financial LLC (PARAMUS NJ)

NJ

03/20/2021 - 07/22/2022

NATIONAL SECURITIES CORPORATION (PARAMUS NJ)

NJ

10/05/2018 - 04/13/2021

WINSLOW, EVANS & CROCKER, INC. (Paramus NJ)

NJ

12/08/2011 - 10/09/2018

MORGAN STANLEY (PARAMUS NJ)

NJ

09/07/2006 - 12/12/2011

HENNION & WALSH, INC. (PARSIPPANY NJ)

NJ

11/17/2005 - 09/21/2006

BEAR, STEARNS & CO. INC. (WHIPPANY NJ)

NY

03/09/2002 - 12/01/2005

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MA

09/01/1999 - 03/09/2002

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NJ

06/20/1989 - 09/01/1999

GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)

Not sure if Veronica C Vorhies is right for you?

Licenses & Designations

IA

Issued 01/09/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/08/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Veronica C Vorhies.
Not sure if Veronica C Vorhies is right for you?