Unclaimed
Veronica Vorhies is an investment advisor representative with LPL Financial LLC. Veronica has been in the financial services industry since June 1989. Veronica has experience in providing investment advisory services to individuals, corporations, and other businesses. Veronica has also served as a financial planner. Veronica is registered to provide investment advisory services in California, Connecticut, Delaware, Florida, Georgia, Iowa, Maine, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/22/2025 - Present
LPL Financial LLC (PARAMUS NJ)
NJ
03/20/2021 - 07/22/2022
NATIONAL SECURITIES CORPORATION (PARAMUS NJ)
NJ
10/05/2018 - 04/13/2021
WINSLOW, EVANS & CROCKER, INC. (Paramus NJ)
NJ
12/08/2011 - 10/09/2018
MORGAN STANLEY (PARAMUS NJ)
NJ
09/07/2006 - 12/12/2011
HENNION & WALSH, INC. (PARSIPPANY NJ)
NJ
11/17/2005 - 09/21/2006
BEAR, STEARNS & CO. INC. (WHIPPANY NJ)
NY
03/09/2002 - 12/01/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
06/20/1989 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
IA
Issued 01/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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