Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Benitez is a financial advisor with over 20 years of experience in the industry. Veronica has worked with Merrill Lynch, Pierce, Fenner & Smith Inc. since July 2016, and previously held positions at RBC Capital Markets, LLC and Morgan Stanley. Veronica is registered with the state of California and Texas to provide investment advice. Veronica is a Series 66, Series 7, Series 9, and Series 10 licensed professional. Veronica provides portfolio management for individuals and businesses, as well as pension consulting and educational seminars. Veronica is a trusted advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/04/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
02/20/2015 - 08/04/2016
MORGAN STANLEY (SAN DIEGO CA)
CA
05/07/2013 - 02/27/2015
RBC CAPITAL MARKETS, LLC (SAN DIEGO CA)
CA
08/23/1999 - 05/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
BOTH
Issued 6/4/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/15/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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