Unclaimed
Veronica Frey is a financial advisor with Ares Management Capital Markets LLC. Veronica is registered with FINRA and has been in the industry since November 2022. Veronica has passed the Series 7TO, Series 63 and SIE exams and is licensed in Texas. Veronica has worked with Ares Management Capital Markets LLC since November 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/21/2022 - Present
Ares Management Capital Markets LLC (Dallas TX)
BC
Issued 12/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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