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Veronica Alvarez Dowling

Dowling & Partners Securities LLC

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About Veronica Alvarez Dowling

Veronica Alvarez Dowling is a securities professional registered with FINRA and has been active in the securities industry since 2017. Veronica is currently registered with Dowling & Partners Securities LLC. Veronica has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Veronica was previously registered with Hales Securities, LLC.

Firm Information

Veronica Dowling is currently registered with Dowling & Partners Securities LLC. Dowling & Partners Securities LLC is a Limited Liability Company formed on July 1, 1994. The firm is registered in eight states: California, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New York, and Ohio. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veronica Dowling’s Registration & Firm History

CT

11/28/2023 - Present

Dowling & Partners Securities LLC (FARMINGTON CT)

NY

04/10/2017 - 07/01/2024

HALES SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Veronica Alvarez Dowling.
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