Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Veronica? Claim Your ProfileVeronica Alvarez is a financial advisor who is currently registered with Fidelity Personal and Workplace Advisors. Veronica has been in the industry since 2017 and has experience working with a variety of clients, including individuals, families, and businesses. Veronica is committed to providing her clients with personalized financial advice and guidance. She holds Series 63, Series 66, Series 7, Series 9, Series 10 and SIE licenses. Prior to Fidelity Personal and Workplace Advisors, Veronica worked at UBS Financial Services Inc. and Morgan Stanley. Veronica has a strong understanding of the financial markets and is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/17/2024 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
01/20/2021 - 01/10/2022
UBS FINANCIAL SERVICES INC. (DENVER CO)
CA
10/26/2017 - 01/05/2021
MORGAN STANLEY (MENLO PARK CA)
BOTH
Issued 03/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Veronica Alvarez is the right advisor for you? Invested Better is here to help.
