Unclaimed
Vernos Kenneth Williams is a financial advisor with Ameriprise Financial Services, LLC in Cincinnati, Ohio. Vernos is registered with the state of Ohio and has been in the financial industry since February 6, 2006. Vernos is a registered representative and an investment advisor representative. Vernos is also registered in 15 other states, including California, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Michigan, North Carolina, Pennsylvania, South Carolina, Tennessee, and Ohio. Vernos has a history of working for other financial firms, including U.S. Bancorp Investments, Inc., Fifth Third Securities, Inc., The Huntington Investment Company, and NatCity Investments, Inc.. Vernos holds Series 6, 7, 63, 65, and SIE licenses and is a qualified investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
12/13/2021 - Present
Ameriprise Financial Services, LLC (Cincinnati OH)
OH
07/27/2011 - 12/10/2021
U.S. BANCORP INVESTMENTS, INC. (CINCINNATI OH)
OH
11/26/2008 - 08/05/2011
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
08/27/2007 - 11/21/2008
THE HUNTINGTON INVESTMENT COMPANY (WEST CHESTER OH)
OH
01/23/2006 - 08/15/2007
NATCITY INVESTMENTS, INC. (WEST CHESTER OH)
IA
Issued 11/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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