Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vernon? Claim Your ProfileVernon Yew cheong Wong is a financial professional with over 30 years of experience in the industry. Vernon is currently registered with Raymond James Financial Services Advisors, Inc. and holds a Series 6, 7, 9, 10, 22, 24, and 63 license. Vernon is also a Certified Financial Planner and a Chartered Financial Consultant. In addition to their current role at Raymond James Financial Services Advisors, Inc., Vernon also works with First Hawaiian Advisors and First Hawaiian Bank. Prior to joining Raymond James Financial Services Advisors, Inc., Vernon was affiliated with Bancwest Investment Services, Inc. and IDS Life Insurance Company. Vernon provides investment advisory services to individuals, high net worth individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
HI
05/03/2017 - Present
Raymond James Financial Services Advisors, Inc. (HONOLULU HI)
HI
08/21/2007 - 05/02/2017
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
12/06/2005 - 10/24/2006
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
MN
02/08/2000 - 09/01/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/07/1984 - 09/01/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 08/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/01/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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