Unclaimed
Vernon Russell Stubblefield is a financial professional with over 15 years of experience in the industry. Vernon is currently registered with Nylife Securities LLC. Vernon has held previous positions with firms such as Transamerica Financial Advisors, Inc, Planmember Securities Corporation and Legend Equities Corporation. Vernon holds the Series 6, SIE and Series 6TO licenses as well as the Series 63. Vernon is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/23/2023 - Present
Nylife Securities LLC (LOS ANGELES CA)
CA
09/04/2009 - 12/31/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (INGELWOOD CA)
CA
11/08/2001 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (CHINO HILLS CA)
CA
01/14/2000 - 11/07/2001
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
FL
02/26/1996 - 02/24/1999
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
BC
Issued 11/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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