Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vernon? Claim Your ProfileVernon Moses is an investment advisor representative registered with Fidelity Personal And Workplace Advisors. Vernon has over 9 years of experience in the financial services industry, including prior roles with Truist Investment Services, Inc., BB&T Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Vernon holds a Series 7, Series 10, Series 9, Series 66 and SIE license and has been registered with the state of North Carolina since 2021. Vernon Moses specializes in providing financial planning services, educational seminars, and portfolio management to individuals and businesses. Vernon is a registered investment advisor representative of Fidelity Personal And Workplace Advisors, which is a subsidiary of Fidelity Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/10/2021 - Present
Fidelity Personal AND Workplace Advisors (HUNTERSVILLE NC)
NC
02/17/2021 - 03/08/2021
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
04/03/2019 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
03/26/2014 - 03/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GASTONIA NC)
BOTH
Issued 06/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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