Unclaimed
Vernon Gibson is a financial professional with over 35 years of experience in the industry. Vernon is currently registered with B. Riley Wealth Advisors, Inc. and holds Series 3, 7, 8, 9, 10, 63, 65, and 66 licenses. Vernon has previously worked with several other firms including Moors & Cabot, Inc., National Securities Corporation, Janney Montgomery Scott LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated, Dean Witter Reynolds Inc. and Shearson Lehman Hutton Inc. Vernon specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
10/18/2021 - Present
B. Riley Wealth Advisors, Inc. (Boston MA)
MA
06/18/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOSTON MA)
MA
07/31/2020 - 04/16/2021
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
MA
11/13/2006 - 06/22/2020
MOORS & CABOT, INC. (BOSTON MA)
MA
06/10/1998 - 11/28/2006
JANNEY MONTGOMERY SCOTT LLC (NORWELL MA)
NY
06/20/1994 - 05/22/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/21/1991 - 06/01/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/21/1989 - 02/21/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/21/1986 - 09/18/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/09/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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