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Vernon Lee Hargrave

Avantax Investment Services, Inc.

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About Vernon Lee Hargrave

Vernon Hargrave is a financial advisor with Avantax Investment Services, Inc. Vernon has been in the financial services industry since November 2015. Vernon is registered with the state of Florida and holds the Series 6 and SIE licenses.

Firm Information

Vernon Hargrave is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vernon Hargrave’s Registration & Firm History

FL

11/02/2015 - Present

Avantax Investment Services, Inc. (Orlando FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Vernon Lee Hargrave. Review regulatory record here.
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