Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vernon? Claim Your ProfileVernon Roberts is an investment advisor representative with Corda Investment Management, LLC in Houston, Texas. Vernon has over 30 years of experience in the financial services industry. Vernon has a Series 63, 65, 7, 8, 9, 10, 24, 27, 52, 53, and 99 licenses. Vernon has also been registered with VALIC Financial Advisors, Inc., Global Financial Services, LLC, Sanders Morris Harris Inc., USF Securities, LP, Stanford Group Company, American General Distributors, Inc., The Variable Annuity Marketing Company, Public Employees Equities Services Company, Advantage Capital Corporation, American Capital Marketing, Inc., Fidelity Brokerage Services, Inc., and Norstar Brokerage Corporation. Vernon specializes in portfolio management for individuals and businesses, financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
08/19/2022 - Present
Corda Investment Management, LLC (HOUSTON TX)
TX
11/17/2014 - 07/22/2022
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
06/19/2008 - 12/01/2014
GLOBAL FINANCIAL SERVICES, L.L.C. (HOUSTON TX)
TX
05/10/2013 - 10/01/2013
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
IL
08/06/2007 - 06/20/2008
USF SECURITIES, L.P. (CHICAGO IL)
TX
02/23/2004 - 08/21/2007
STANFORD GROUP COMPANY (HOUSTON TX)
TX
05/18/1999 - 02/24/2004
AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)
TX
07/16/1997 - 02/24/2004
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
04/14/1993 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
FL
06/07/1999 - 03/29/2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
GA
01/27/1992 - 04/26/1993
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NA
10/09/1990 - 04/26/1993
AMERICAN CAPITAL MARKETING, INC.
RI
03/23/1989 - 11/30/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
05/02/1984 - 10/04/1988
NORSTAR BROKERAGE CORPORATION
NA
10/19/1983 - 01/27/1984
FIRST JERSEY SECURITIES, INC.
IA
Issued 08/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/17/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/07/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/24/1992
Series 4 - Registered Options Principal Examination
BC
Issued 01/27/1992
Series 24 - General Securities Principal Examination
BC
Issued 11/08/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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