Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vernon? Claim Your ProfileVernon McKoy is a financial advisor with Principal Securities, Inc., located in Des Moines, IA. Vernon has been in the financial services industry since 2002. Vernon has experience working at several well-known firms, including Transamerica Investors Securities Corporation, TIAA-CREF Individual & Institutional Services, LLC, Cammack Larhette Brokerage, Inc., AllianceBernstein Investments, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, ADP Broker-Dealer, Inc., and Prudential Investment Management Services LLC. Vernon holds the Series 6 and SIE licenses, as well as the Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/20/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
NY
01/14/2016 - 09/12/2022
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NJ
06/24/2013 - 11/17/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HACKENSACK NJ)
NY
04/14/2008 - 05/03/2013
CAMMACK LARHETTE BROKERAGE, INC. (NEW YORK NY)
NJ
10/04/2004 - 05/23/2007
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SECAUCUS NJ)
MA
08/30/2001 - 08/13/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/30/2001 - 08/13/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
11/23/1998 - 01/05/2001
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
05/21/1998 - 10/27/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 10/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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