Unclaimed
Vernon Gang is a financial advisor with over 30 years of experience in the industry. Vernon is currently registered with Wells Fargo Clearing Services, LLC in Frisco, Texas. Vernon has a wide range of experience and expertise, including securities, futures, and investment advisory services. He is a Certified Financial Planner and holds several industry licenses, including Series 7, 8, 31, and 63. Vernon provides financial planning and investment management services to individuals, families, and businesses. He is committed to helping clients achieve their financial goals. Prior to joining Wells Fargo Clearing Services, Vernon was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in McKinney, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/30/2009 - Present
Wells Fargo Clearing Services, LLC (FRISCO TX)
TX
02/09/1994 - 07/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCKINNEY TX)
IA
Issued 02/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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