Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vernon? Claim Your ProfileVernon Eugene Hickman is a financial advisor with over 10 years of experience in the financial services industry. Vernon has a strong background in securities and investments. Vernon currently works at Wells Fargo Clearing Services, LLC, where he provides financial planning and investment management services to a wide range of clients, including individuals, families, and businesses. Previously, Vernon worked at Kestra Investment Services, LLC, and TD Ameritrade Clearing, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/24/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
TX
06/11/2018 - 12/18/2020
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
01/25/2012 - 06/12/2017
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
03/08/2010 - 06/12/2017
TD AMERITRADE, INC. (FORT WORTH TX)
BC
Issued 04/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2011
Series 4 - Registered Options Principal Examination
BC
Issued 05/13/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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