Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vernon? Claim Your ProfileVernon Biggs is an investment advisor representative associated with J.P. Morgan Securities LLC. Vernon has been in the industry for over 12 years and has a wide range of experience. Vernon holds both Series 66 and Series 65 licenses and has been registered in over 50 states, including the District of Columbia and Texas. Currently, Vernon Biggs is actively registered as an investment advisor representative and holds a Series 65 registration in Texas and a Series 66 registration in the District of Columbia. Vernon's registrations allow them to provide a variety of financial planning and investment advisory services to individuals, corporations, and other entities. Vernon's services include portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DC
10/31/2023 - Present
J.p. Morgan Securities LLC (Washington DC)
IL
10/30/2012 - 09/26/2023
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
11/15/2011 - 10/04/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)
FL
09/07/2011 - 10/03/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FT LAUDERDALE FL)
IA
Issued 10/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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