Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Verna? Claim Your ProfileVerna Spalding is a financial advisor with Edelman Financial Engines. Verna has over 20 years of experience in the financial services industry. She is a Series 7, Series 31, Series 63, and Series 65 licensed professional. Verna has held previous positions with CUSO Financial Services, L.P., J.P. Morgan Securities LLC, Countrywide Investment Services, Inc., Investments For You, Inc., Banc One Securities Corporation, USAllianz Investor Services, LLC, Touchstone Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Jefferson Pilot Securities Corporation, Intersecurities, Inc., Dean Witter Reynolds Inc., and Waterhouse Securities, Inc. Verna is dedicated to providing her clients with personalized financial advice and guidance.
VALLEY CENTER, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
CA
05/22/2024 - Present
Edelman Financial Engines (VALLEY CENTER CA)
CA
04/01/2022 - 06/16/2023
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
12/18/2019 - 09/16/2020
J.P. MORGAN SECURITIES LLC (FALLBROOK CA)
CA
02/14/2007 - 01/22/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (ENCINITAS CA)
OH
03/29/2004 - 10/10/2006
INVESTMENTS FOR YOU, INC. (MARYSVILLE OH)
IL
09/11/2002 - 03/04/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
10/29/2001 - 05/28/2002
USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)
OH
02/07/2001 - 10/08/2001
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
MN
07/26/2000 - 12/22/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/26/2000 - 12/22/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IN
04/07/2000 - 07/25/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
FL
06/01/1999 - 08/19/1999
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NY
06/05/1997 - 07/17/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NE
08/16/1996 - 04/25/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
IA
Issued 5/22/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 6/12/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 8/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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