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Verna Jean Kaufman

American Enterprise Investment Services Inc.

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About Verna Jean Kaufman

Verna Kaufman is a financial advisor who has been in the industry since 1987. Verna is currently registered with American Enterprise Investment Services Inc. Verna has held prior roles with Ameriprise Financial Services, Inc., IDS Life Insurance Company, American Express Service Corporation, and Shearson Lehman Hutton Inc. Verna holds several industry licenses including Series 4, 7, 24, 52TO, 53, 55, 57TO, and 63. Verna has a deep understanding of the financial markets and can help clients achieve their financial goals.

Firm Information

Verna Kaufman is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Verna Kaufman’s Registration & Firm History

MN

11/18/1997 - Present

American Enterprise Investment Services Inc. (MINNEAPOLIS MN)

MN

06/12/1989 - 07/24/2009

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

06/12/1989 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

04/20/1998 - 01/22/2002

AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)

NA

02/26/1987 - 01/24/1989

SHEARSON LEHMAN HUTTON INC.

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Licenses & Designations

BC

Issued 03/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2000

Series 24 - General Securities Principal Examination

BC

Issued 06/01/1992

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/02/1992

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Verna Jean Kaufman.
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