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Vermond Scott Harris

Raymond James Financial Services Advisors, Inc.

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About Vermond Scott Harris

Vermond Scott Harris is an investment professional with over 20 years of experience. Vermond has been registered with Raymond James Financial Services Advisors, Inc. since 2009. Previously, Vermond worked with CHASE INVESTMENT SERVICES CORP. and BANC ONE SECURITIES CORPORATION. Vermond holds the Series 63, Series 65, Series 7 and SIE licenses. Vermond is a registered Investment Advisor in Ohio, Texas and West Virginia.

Firm Information

Vermond Harris is currently registered with Raymond James Financial Services Advisors, Inc.. Raymond James Financial Services Advisors, Inc. is a financial services firm headquartered in Saint Petersburg, FL. With over 6,400 registered representatives and $344 billion in assets under management, the firm provides a range of financial advisory services including financial planning, portfolio management, pension consulting, and educational seminars. They cater to a diverse clientele including individuals, high-net-worth individuals, corporations, and institutions.
Raymond James Financial Services Advisors, Inc.

880 CARILLON PARKWAY

SAINT PETERSBURG, FL 33716

$344.87B

Assets Under Management

6,514

Total Clients

5,416

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consultations

Hourly & fixed rate consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Per participant (erisa)

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Vermond Harris’s Registration & Firm History

WV

01/02/2009 - Present

Raymond James Financial Services Advisors, Inc. (HUNTINGTON WV)

WV

07/06/2005 - 08/23/2006

CHASE INVESTMENT SERVICES CORP. (SCOTT DEPOT WV)

IL

11/21/2003 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NY

06/21/2001 - 11/18/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/05/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Vermond Scott Harris. Review regulatory record here.
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