Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Verity? Claim Your ProfileVerity San souci is an active Broker/Dealer and Investment Advisor Representative with UBS Financial Services Inc., registered with FINRA and the state of Florida. Verity has been in the financial industry since 2005, previously working with Needham & Company, LLC, Arjent Services LLC, Arjent LTD., and Vertical Capital Partners, Inc. Verity holds Series 63, 66, 7, 9, 10, and 24 licenses and is a graduate of the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/08/2016 - Present
UBS Financial Services Inc. (TAMPA FL)
NY
09/09/2008 - 07/03/2012
NEEDHAM & COMPANY, LLC (NEW YORK NY)
CT
02/13/2008 - 08/26/2008
ARJENT SERVICES LLC (GREENWICH CT)
NY
09/28/2004 - 02/04/2008
ARJENT LTD. (NEW YORK NY)
NY
02/17/2004 - 08/02/2004
VERTICAL CAPITAL PARTNERS, INC. (NEW YORK NY)
BOTH
Issued 11/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/22/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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