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Veraetta Kathleen Lentz humphrey

Raymond James Financial Services, Inc.

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About Veraetta Kathleen Lentz humphrey

Veraetta Kathleen Lentz humphrey is a financial advisor with Raymond James Financial Services, Inc. Veraetta has over 26 years of experience in the financial services industry. Veraetta holds a Series 6, 7, 24, 26, 63, 87, and SIE licenses. Veraetta is registered with the state of Florida. Veraetta was previously employed by SunTrust Robinson Humphrey, Inc. and SunTrust Investment Services, Inc.

Firm Information

Veraetta Lentz humphrey is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Veraetta Lentz humphrey’s Registration & Firm History

FL

08/15/2019 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

GA

11/25/2003 - 03/26/2019

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

GA

11/25/2003 - 10/20/2014

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

GA

10/15/1992 - 04/24/1996

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 02/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2004

Series 24 - General Securities Principal Examination

BC

Issued 08/19/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2015

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/24/2003

Series 7 - General Securities Representative Examination

BC

Issued 10/14/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Veraetta Kathleen Lentz humphrey.
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