Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vera? Claim Your ProfileVera Aguila-roehr is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Vera has been in the industry since October 18, 2009, and holds several industry certifications, including Series 7, 9, 10, 63, and 66. Vera has experience in a variety of investment areas including portfolio management for businesses and individuals, as well as pension consulting. Vera also provides educational seminars to clients and assists them in selecting other advisors when appropriate. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Vera worked at Credit Suisse Securities (USA) LLC. Vera currently holds licenses in 32 states, and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/22/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORAL GABLES FL)
FL
04/15/2008 - 06/09/2016
CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)
BOTH
Issued 04/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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