Unclaimed
Venkata Sai prasad Uppuluri is a registered representative with Houlihan Lokey Capital, Inc. based in New York, NY. Venkata has passed the SIE, Series 79TO, and Series 63 exams. Venkata has been in the industry since December 4, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 12/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2022
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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