Unclaimed
Veniesha Brooks is a financial advisor at Wells Fargo Clearing Services, LLC. Veniesha has over 17 years of experience in the financial services industry. Veniesha is registered with the Securities and Exchange Commission (SEC) and holds a Series 66 license and a Series 7 license. Veniesha has expertise in a variety of financial planning areas, including retirement planning, college savings, and estate planning. Veniesha is also experienced in providing investment advice to individuals, businesses, and institutions. Veniesha is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
06/10/2016 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
11/11/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HENDERSON NV)
BOTH
Issued 12/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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