Velen Diaz Thompson

About Velen Diaz Thompson

Velen Diaz Thompson is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Velen has been in the industry since 1997. Velen has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2004. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Velen was registered with AMSOUTH INVESTMENT SERVICES, INC. and FIRST UNION BROKERAGE SERVICES, INC. Velen has passed the Series 7, Series 63, Series 66, and SIE exams. Velen has a current FINRA registration. Velen also has active registrations in 36 states, including Florida, Texas, Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Utah, Virginia, Washington, West Virginia, and Wyoming. Velen holds a current IA registration in Florida and Texas. Velen holds the following specializations: 2, 3, 4, 5, 6. Velen is a trustee for Academy of the Holy Names, Inc. and an officer for Tampa Alpha Delta Pi Alumnae Association. Velen works with a variety of clients, including individuals, high net worth individuals, corporations, pension and profit sharing plans, charitable organizations, insurance companies, banking or thrift institutions, and state or municipal government entities.