Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vega? Claim Your ProfileVega Huen is an investment advisor representative, registered in California. Vega has been in the financial services industry since April 2013 and has a broad range of experience in various investment advisory firms including Wells Fargo Advisors, LLC, Wells Fargo Bank, NA, Wells Fargo Clearing Services, LLC, Citibank, and LPL Financial. Vega is licensed to provide financial planning and portfolio management services for individuals and businesses. Vega is also licensed to provide investment advice to charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2024 - Present
LPL Financial LLC (BURLINGAME CA)
CA
04/17/2020 - 12/01/2023
WELLS FARGO CLEARING SERVICES, LLC (MILLBRAE CA)
CA
11/21/2018 - 03/26/2020
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
11/17/2014 - 11/06/2018
WELLS FARGO CLEARING SERVICES, LLC (MILLBRAE CA)
IA
Issued 04/04/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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