Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vaughn? Claim Your ProfileVaughn Woodard is a financial advisor with over 20 years of experience in the industry. Currently, Vaughn works for Merrill Lynch, Pierce, Fenner & Smith Inc. Vaughn has held previous positions with other firms including CHARLES SCHWAB & CO., INC., TOWER SQUARE SECURITIES, INC., METLIFE SECURITIES INC., NEW ENGLAND SECURITIES, WALNUT STREET SECURITIES, INC., and METROPOLITAN LIFE INSURANCE COMPANY. Vaughn is licensed in both New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
09/27/2007 - 07/12/2011
CHARLES SCHWAB & CO., INC. (JERSEY CITY NJ)
NJ
10/04/2005 - 09/06/2007
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
07/08/2005 - 09/06/2007
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
07/08/2005 - 09/06/2007
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
07/08/2005 - 09/06/2007
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
07/08/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
04/28/2000 - 05/23/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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