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Vaughn William Kellerman

Sound Advisory

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About Vaughn William Kellerman

Vaughn Kellerman is a financial advisor in Cleve, OH, with over 7 years of experience in the industry. Vaughn is a Certified Financial Planner and is currently registered as an Investment Advisor Representative with Sound Advisory. Vaughn's previous experience includes positions at Kestra Investment Services, LLC, W&S Brokerage Services, Inc., and Fidelity Brokerage Services LLC. Vaughn holds the Series 7, 63, 65, 9 and 10 licenses.

Firm Information

Vaughn Kellerman is currently registered with Sound Advisory. Sound Advisory is an investment advisory firm with $69.9 million in regulatory assets under management. They offer financial planning, portfolio management for businesses and individuals, and tax preparation services. Their client base includes high-net-worth individuals, charities, and individuals other than high-net-worth.

$69.90M

Assets Under Management

27

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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tax preparation

Tax preparation

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vaughn Kellerman’s Registration & Firm History

OH

08/30/2024 - Present

Sound Advisory (Cleve OH)

OH

08/03/2020 - 09/08/2021

KESTRA INVESTMENT SERVICES, LLC (CINCINNATI OH)

OH

01/22/2020 - 07/29/2020

W&S BROKERAGE SERVICES, INC. (LOVELAND OH)

KY

03/21/2016 - 10/23/2019

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

IA

Issued 02/05/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/01/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/26/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Vaughn William Kellerman.
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