linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Vaughn Thompson

Thrivent Investment Management Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Vaughn? Claim Your Profile

About Vaughn Thompson

Vaughn Thompson is a registered representative and investment advisor representative in Texas. Vaughn has been in the industry since 2006 and has held previous roles at Broad Street Securities Group, LLC, TIAA-CREF Individual & Institutional Services, LLC, and PFS Investments Inc. Vaughn currently works with Thrivent Investment Management Inc. in Allen, TX. Vaughn has passed the Series 7TO, Series 6, and Series 65 exams and is licensed in Idaho, Iowa, Louisiana, Michigan, and Texas.

Firm Information

Vaughn Thompson is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Vaughn Thompson’s Registration & Firm History

TX

05/30/2023 - Present

Thrivent Investment Management Inc. (Allen TX)

NY

04/18/2011 - 08/10/2011

BROAD STREET SECURITIES GROUP, LLC (NEW YORK NY)

CO

02/02/2007 - 02/06/2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

GA

07/03/2006 - 01/30/2007

PFS INVESTMENTS INC. (DULUTH GA)

Not sure if Vaughn Thompson is right for you?

Licenses & Designations

BC

Issued 05/26/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/09/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/25/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vaughn Thompson.
Not sure if Vaughn Thompson is right for you?