Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vaughn? Claim Your ProfileVaughn Woods is an active investment advisor representative with Bolton Securities Corp. Vaughn has been in the industry since 1983 and has experience with both Bolton Global Asset Management and AIG Financial Advisors, Inc. Vaughn Woods Financial Group is the investment advisor representative for Bolton Global Asset Management. The firm offers a variety of advisory services including financial planning, portfolio management, and pension consulting to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
11/16/2009 - Present
Bolton Securities Corp. (BOLTON MA)
CA
10/31/2005 - 11/13/2007
AIG FINANCIAL ADVISORS, INC. (LA JOLLA CA)
AZ
04/09/2003 - 10/31/2005
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
10/07/1999 - 05/12/2000
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
07/08/1993 - 12/31/1996
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
11/16/1987 - 03/25/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/26/1983 - 11/16/1987
TITAN CAPITAL CORPORATION
IA
Issued 09/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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