Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vaughn? Claim Your ProfileVaughn Gene Nun is a registered representative with LPL Financial LLC, having joined the firm in 1997. Vaughn Gene Nun is registered as a representative in 20 states. Vaughn Gene Nun has been in the financial industry since 1994. Vaughn Gene Nun has offices in Derby, Kansas and provides financial planning and consulting services to individuals, families, and businesses. Vaughn Gene Nun specializes in investments, retirement planning, and insurance. Vaughn Gene Nun is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
07/28/1997 - Present
LPL Financial LLC (DERBY KS)
WI
09/20/1994 - 07/07/1997
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
BC
Issued 09/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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