Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vathana? Claim Your ProfileVathana Serey Chao is a financial professional with a strong foundation in the securities industry. Chao holds the Series 7TO, Series 63 and SIE licenses and has been registered in the state of Colorado since January 2023. Chao is associated with Charles Schwab & Co., Inc. and is currently active in both the broker-dealer and investment advisor scopes. Their professional experience spans a variety of financial sectors, demonstrating their expertise in financial planning and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
01/01/2023 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
BC
Issued 01/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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