Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vasilis? Claim Your ProfileVasilis Lembesis is a financial advisor with UBS Financial Services Inc. Vasilis has been in the industry since 1993 and is registered with 15 states. Prior to joining UBS, Vasilis has held positions at UBS International Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley DW Inc., Salomon Smith Barney Inc., and Gruntal & Co., L.L.C. Vasilis is a Series 7 and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
01/01/2010 - Present
UBS Financial Services Inc. (STAMFORD CT)
NY
04/22/2009 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
12/16/2005 - 05/08/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/23/2000 - 12/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/27/1998 - 11/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/22/1994 - 08/04/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
07/09/1993 - 03/29/1994
SOUTH RICHMOND SECURITIES, INC.
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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