Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vasilios? Claim Your ProfileVasilios Ninopoulos is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Vasilios is licensed to provide investment advice in several states, including New Mexico, Texas, and 44 other jurisdictions. Vasilios joined Merrill Lynch in 2015. Vasilios has a strong background in the financial services industry, having previously worked for Bank of America, N.A. and Ninops Painting, LLC. Vasilios holds the Series 63, Series 65, Series 7, and SIE licenses. In addition to providing financial advice, Vasilios is also an active firefighter and medical responder for the City of Yonkers Fire Department. Vasilios is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
08/13/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA FE NM)
BC
Issued 04/18/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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