Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Varun? Claim Your ProfileVarun Sabhlok is a financial advisor with Wells Fargo Clearing Services, LLC, registered with FINRA and the Securities and Exchange Commission (SEC). Varun has been in the financial services industry for over 20 years. Prior to joining Wells Fargo, Varun was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Sanford C. Bernstein & Co., LLC. Varun's focus is on providing financial planning, investment consulting services, and portfolio management to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/07/2020 - Present
Wells Fargo Clearing Services, LLC (PLAYA VISTA CA)
CA
11/10/2010 - 07/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CENTURY CITY CA)
CA
08/10/2001 - 09/15/2010
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
BOTH
Issued 09/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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