Unclaimed
Varun Jayendra Oza is a financial professional with experience in the securities industry. Varun is currently registered with Fidelity Brokerage Services LLC. Previously, Varun worked at WELLS FARGO CLEARING SERVICES, LLC. Varun holds the Series 7TO, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
07/16/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
11/15/2021 - 06/27/2024
WELLS FARGO CLEARING SERVICES, LLC (WOODLAND CA)
BOTH
Issued 01/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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