Unclaimed
Varinder P Bhambra is a financial professional with over 10 years of experience in the industry. Varinder is currently registered with Ba Securities, LLC. Varinder has passed the Series 63, SIE, 79, and 82TO exams. In addition to being registered in Pennsylvania, Varinder is also registered in 10 other states including California, Delaware, Maryland, New York, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/04/2017 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
VA
04/01/2011 - 12/22/2016
MCLEAN SECURITIES, LLC (MCLEAN VA)
BC
Issued 10/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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