Unclaimed
Varghese Kochuvaried is a registered representative with Nomura Securities International, Inc. and has been in the securities industry since June 2000. Varghese Kochuvaried is currently licensed in New Jersey and New York and has a Series 3, 7, 55, 57TO, and 63. Varghese Kochuvaried has a long history of working in the financial services industry and has worked at Nomura Securities International, Inc. since June 2000. Varghese Kochuvaried specializes in providing investment advisory services and research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
06/27/2000 - Present
Nomura Securities International, Inc. (NEW YORK NY)
BC
Issued 10/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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