Unclaimed
Vanitha Kathrotia is a financial professional with over five years of experience in the securities industry. Vanitha is currently registered with Truist Securities, Inc., a leading investment firm. Vanitha holds the Series 63, SIE, and Series 79 licenses, demonstrating expertise in various financial markets. Vanitha's prior experience at Wells Fargo Securities, LLC further highlights her commitment to serving clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/02/2020 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
10/26/2015 - 06/18/2020
WELLS FARGO SECURITIES, LLC (New York NY)
BC
Issued 11/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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