Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vania? Claim Your ProfileVania Montes deoca is a financial professional with over 10 years of experience in the industry. Vania is currently registered with Robinhood Financial, LLC and Robinhood Securities, LLC. Vania is a Series 7, Series 66 and Series 24 licensed professional. Vania holds a Series 66 license for both broker-dealer and investment advisor representation. Previously, Vania was employed by E*TRADE SECURITIES LLC, UBS FINANCIAL SERVICES INC. and INDEPENDENT FINANCIAL GROUP, LLC. Vania has been registered with the state of New York since August 13, 2021. Vania has a strong background in the financial services industry and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/01/2023 - Present
Robinhood Financial, LLC (New York NY)
NJ
03/24/2015 - 08/05/2021
E*TRADE SECURITIES LLC (Jersey City NJ)
CA
11/14/2013 - 03/23/2015
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
CA
09/30/2013 - 11/08/2013
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
BOTH
Issued 07/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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