Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Haythorn is a financial advisor with over 11 years of experience in the industry. Vanessa is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed to conduct business in several states across the US. Vanessa holds Series 3, 7, 9, 10, 31, and 66 securities licenses and the SIE exam. Vanessa holds the Certified Financial Planner designation and is a member of the Financial Planning Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/16/2020 - Present
Stifel, Nicolaus & Company, Inc. (CHAPEL HILL NC)
NC
06/25/2009 - 07/23/2020
MORGAN STANLEY (CHAPEL HILL NC)
BOTH
Issued 08/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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