Unclaimed
Vanessa Rae Day is a financial advisor with Robert W. Baird & Co. Inc. Vanessa has been working in the financial industry since 1999. Vanessa is registered with the state of Illinois as a Registered Representative. Vanessa has experience with various financial products and services, including investments, financial planning, and pension consulting. Vanessa is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
02/29/2008 - Present
Robert W. Baird & Co. Inc. (Rockford IL)
IL
10/21/2005 - 02/26/2008
RBC DAIN RAUSCHER INC. (ROCKFORD IL)
MO
07/01/2003 - 10/25/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/05/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
06/14/1999 - 05/17/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 02/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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