Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Palacios is a financial professional with over 14 years of experience in the industry. Vanessa is currently registered with Charles Schwab & Co., Inc. in Phoenix, Arizona. Prior to joining Charles Schwab & Co., Inc., Vanessa worked at Raymond James Financial Services, Inc. in St. Petersburg, Florida, Ameriprise Financial Services, Inc. in San Francisco, California, and Vanguard Marketing Corporation in Scottsdale, Arizona. Vanessa has a broad range of experience, having worked in various roles throughout her career. She is a Series 6, 7, 10, 24, 63, 66, 9, and 99TO licensed professional and holds the SIE designation. Vanessa also holds state licenses in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
08/08/2018 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
FL
10/27/2016 - 07/30/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
AZ
10/23/2015 - 09/13/2016
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
CA
06/24/2014 - 09/11/2015
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
AZ
04/02/2001 - 06/30/2006
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 11/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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