Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Naomi Anderson is a registered representative and investment advisor representative, holding Series 7, 66, 24, and 51 licenses, as well as the SIE exam. Vanessa has been in the industry since 2019 and is currently affiliated with Capital Client Group, Inc. Vanessa previously worked for American Funds and Capital Group - American Funds Distributors, Inc. Vanessa's current registrations include the state of California, both in the Broker-Dealer (BC) and Investment Advisor (IA) capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
03/04/2021 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BOTH
Issued 03/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2021
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/14/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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