Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Rosenthal is a financial advisor with over 18 years of experience in the industry. Vanessa is currently registered with KKR Capital Markets LLC. Prior to joining KKR Capital Markets LLC, Vanessa was a registered representative at Neuberger Berman BD LLC and Lehman Brothers Inc. Vanessa is licensed to sell securities in all 50 states and the District of Columbia. Vanessa has also passed the Series 66, Series 63, Series 24, SIE, Series 3, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/26/2023 - Present
KKR Capital Markets LLC (New York NY)
NY
01/03/2008 - 04/12/2023
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
10/11/2004 - 01/07/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 05/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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