Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Mason is a financial advisor who has been in the industry since 2005. Vanessa is currently registered with LPL Financial LLC and has been with them since 2023. She is a Series 7, 63, 66 and 24 licensed professional. Vanessa has a background in financial planning and portfolio management. She works with individuals, families, and businesses to help them achieve their financial goals. Vanessa also specializes in retirement planning. Her previous experience includes roles at Wells Fargo Advisors LLC, Comerica Securities, KESTRA Financial, Inc, and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
07/14/2023 - Present
LPL Financial LLC (Scottsdale AZ)
AZ
06/14/2022 - 06/09/2023
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
TX
07/01/2021 - 06/10/2022
LPL FINANCIAL LLC (BURNET TX)
TX
04/29/2020 - 06/29/2021
COMERICA SECURITIES (AUSTIN TX)
TX
02/11/2019 - 05/07/2020
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
CT
10/25/2017 - 02/12/2019
RBC CAPITAL MARKETS, LLC (Farmington CT)
CT
11/02/2012 - 10/26/2017
WELLS FARGO CLEARING SERVICES, LLC (FARMINGTON CT)
TX
10/05/2010 - 09/28/2012
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
AZ
01/08/2009 - 08/27/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
10/09/2007 - 06/17/2008
LPL FINANCIAL CORPORATION (SCOTTSDALE AZ)
AZ
01/22/2007 - 10/09/2007
UVEST FINANCIAL SERVICES GROUP, INC. (SCOTTSDALE AZ)
TX
10/05/2005 - 01/19/2007
NFP SECURITIES, INC. (AUSTIN TX)
TX
03/02/2000 - 10/09/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 06/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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